Menu
The high quality and high efficiency of our CSC1 exam materials has helped many people pass exams quickly. After they get a CSC1 certificate, they now have more job opportunities. And you can just look at the feedbacks from our worthy customrs on the website thanking for our CSC1 learning guide. The current situation is very serious. Selecting our CSC1 training guide is your best decision.
The CSI CSC1 exam dumps features are a free demo download facility, real, updated, and error-free CSI CSC1 test questions, 1 year free updated Canadian Securities Course Exam 1 (CSC1) exam questions and availability of CSI CSC1 real questions in three different formats. CSI PDF Questions format, web-based practice test, and desktop-based CSC1 Practice Test formats. All these three CSI CSC1 exam dumps formats features surely will help you in preparation and boost your confidence to pass the challenging Canadian Securities Course Exam 1 (CSC1) exam with good scores.
The language in our CSC1 test guide is easy to understand that will make any learner without any learning disabilities, whether you are a student or a in-service staff, whether you are a novice or an experienced staff who has abundant experience for many years. It should be a great wonderful idea to choose our CSC1 Guide Torrent for sailing through the difficult test. On the whole, nothing is unbelievable, to do something meaningful from now, success will not wait for a hesitate person, go and purchase!
NEW QUESTION # 82
Haw are retail stock and bond transactions settledon a daily basis amongdealers?
Answer: C
Explanation:
In Canada, retail stock and bond transactions are settled through aclearing corporation, such as the Canadian Depository for Securities (CDS). The clearing corporation ensures that transactions are accurately settled according to the dealers' records.
* Exchanges facilitate the trading process but are not directly responsible for settling transactions (A, D).
* The clearing corporation settles transactions based on dealer records, not exchange records (B).
References:Volume 1, Chapter 7 ("Clearing and Settlement").
NEW QUESTION # 83
The Bank of Canada uses anoperating band to help manage the oversight rate. Howwide is the operating Band?
Answer: A
Explanation:
The Bank of Canada uses anoperating band of 50 basis pointsto manage the overnight rate. The top of the band is theBank Rate, and the bottom is the rate the Bank pays on settlement balances. The overnight rate typically operates within this band.
* A. 25 basis points: This is too narrow to accommodate monetary operations.
* B. 75 basis points: This is wider than the standard operating band.
* D. 100 basis points: This is incorrect; the operating band is 50 basis points.
NEW QUESTION # 84
What is the mostcost-effectivechannel an investor can use to Invest in derivativeproducts?
Answer: B
Explanation:
Self-directed brokers are the most cost-effective option for investing in derivatives. They provide a platform for investors to execute trades independently without the additional costs associated with advisory services offered by full-service brokers. Investors are charged lower transaction fees, making this option ideal for cost- conscious individuals who are comfortable making their own investment decisions.
* B. A full-service broker: Full-service brokers charge higher fees because they provide additional advisory and management services.
* C. An integrated firm: Integrated firms offer both retail and institutional services, which generally come with higher fees compared to self-directed platforms.
* D. An investment boutique: Boutique firms typically specialize in niche markets and may have higher service costs, which are not ideal for cost-effective derivatives trading.
NEW QUESTION # 85
What tern describes the requirementof registrants to collectextensive personal and financial Information from individuals before making an investment recommendation?
Answer: B
Explanation:
TheKnow Your Client (KYC) rulerequires registrants to gather detailed personal and financial information from clients before providing investment advice or making recommendations. This ensures that investment recommendations align with the client's financial goals, risk tolerance, and circumstances.
* This obligation is critical for ensuring suitability in investment products and maintaining regulatory compliance.
* Suitability rule (A)refers to matching investments to a client's needs but comes after gathering KYC information.
* Gatekeeper obligations (C)focus on preventing illegal activities like money laundering.
* Fiduciary duty (D)applies to acting in the best interest of the client but is broader in scope.
References:Volume 1, Chapter 3 ("Know Your Client Rule").
NEW QUESTION # 86
ABT Ltd. is currently trading at $65. An investor buys five ABT July 55 put options for $2each. Ignoring commissions, what price must ABT Ltd. common shares trade at for theinvestor to break even on her put options?
Answer: A
Explanation:
To calculate the break-even price for the put options:
* The strike price of the put is $55.
* The cost per put option is $2.
* For the investor to break even, the stock must fall below the strike price by at least the cost of the option.
Break-even price = Strike price - Cost of the option= $55 - $2 =$53
If ABT Ltd. trades at $53, the investor can sell the stock at $55 using the put and recover the $2 premium paid.
References:
* Volume 1, Chapter 10:Derivatives, section on "Options Basics" explains the calculation of break-even prices for options.
NEW QUESTION # 87
......
Are you worried for passing your CSC1 Exam? You must not be confused about selecting some authentic website as we are offering an authentic TestkingPDF CSC1 exam questions in pdf and testing engine for your assistance. It is the ultimate solution for your worries. Our designed CSC1 Braindumps are not only authentic but approved by the expert faculty. It offers professional skills, perfection utility and efficiency for beating CSC1.
CSC1 Pdf Format: https://www.testkingpdf.com/CSC1-testking-pdf-torrent.html
In the course of practice, you will know the advantages and shortcoming in the CSI CSC1 dumps actual test, But if you prefer paper version or you are not accustomed to use digital devices to practice examination questions, CSC1 pdf study material are supportive to printing requests, As everyone knows, CSC1 exams are difficult subjects which are hard to pass you may have too much worry for that.
Then, to help you focus your efforts, they present stepwise coverage of all CSC1 topics in each feature area, linking technical information about Service Manager with essential knowledge about the technologies it depends on.
Unfortunately, the tool is still in early development and needs CSC1 Exam Questions Answers a lot of tweaking and user feedback before it can truly shine, but it does fill a void in Photoshop's capabilities list.
In the course of practice, you will know the advantages and shortcoming in the CSI CSC1 Dumps actual test, But if you prefer paper version or you are not accustomed to use digital devices to practice examination questions, CSC1 pdf study material are supportive to printing requests.
As everyone knows, CSC1 exams are difficult subjects which are hard to pass you may have too much worry for that, It is not easy for you to make a decision of choosing the CSC1 prep guide from our company, because there are a lot of study materials about the exam in the market.
If you want to pass exam and get the related certification in the shortest time, the CSC1 study practice dump from our company will be your best choice.
© All Rights Reserved.